Privacy Policy

Compliance Method:

Employees of WESBAN Financial Consultants, P.C. are committed to the provisions of the Gramm-Leach-Bliley Act (the “Privacy Act”) passed in November 1999.

The Privacy Act requires annual delivery of our Privacy Statement (not merely an offer to send, as with Form ADV). Annually, with the first first quarter fund report, clients are sent a copy of our Privacy Statement.

Client agreements include the Privacy Statement language to reinforce our commitment to client privacy.

Prospective clients are provided our Privacy Statement as part of the WESBAN website and printed brochure (www.wesban.com) that we send in advance of an initial meeting.

During normal business hours, our office is never unoccupied. Outside of normal business hours the entrance to the building is secured by an alarm system with restricted card access.

Detailed investment advice and other numerical information is not sent in e‑mails unless requested by the client. If a client requests investment advice, a telephone or office appointment is suggested, or a letter is written addressing the issue.

Employees acknowledge the Company privacy policy by signing a Privacy Policy Acknowledgement form.

Location:

The master list of clients to whom the Privacy Statement has been sent each year is maintained in the computer filing area of our office, along with the list of people to whom the quarterly fund reports are mailed.

Attachments: Privacy Statement

Privacy Policy Acknowledgement Form